Filing Details

Accession Number:
0001127602-17-032384
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-16 16:12:06
Reporting Period:
2017-11-15
Accepted Time:
2017-11-16 16:12:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575329 Kevin J Willis 50 E. Rivercenter Blvd.
Covington KY 41011
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-15 1,352 $66.23 26,808 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2017-11-15 5,150 $67.16 5,150 $0.00
Common Stock Stock Appreciation Right Acquisiton 2017-11-15 28,450 $67.17 28,450 $67.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,724 No 4 A Direct
28,450 2018-11-15 2027-12-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,878 Indirect 401(k)
Common Stock 444 Indirect Trust
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
  2. Balance includes 17,773 shares of unvested Restricted Stock.
  3. Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.
  4. Shares accrued under third party trust as of September 30, 2017.
  5. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
  6. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
  7. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.