Filing Details
- Accession Number:
- 0001127602-17-032384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-16 16:12:06
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-16 16:12:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575329 | Kevin J Willis | 50 E. Rivercenter Blvd. Covington KY 41011 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-15 | 1,352 | $66.23 | 26,808 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2017-11-15 | 5,150 | $67.16 | 5,150 | $0.00 |
Common Stock | Stock Appreciation Right | Acquisiton | 2017-11-15 | 28,450 | $67.17 | 28,450 | $67.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,724 | No | 4 | A | Direct | ||
28,450 | 2018-11-15 | 2027-12-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,878 | Indirect | 401(k) |
Common Stock | 444 | Indirect | Trust |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- Balance includes 17,773 shares of unvested Restricted Stock.
- Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.
- Shares accrued under third party trust as of September 30, 2017.
- Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.