Home > Insider Trading > Filing (0001562180-17-003597)

Filing Details

Accession Number:: 0001562180-17-003597
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-16 16:07:38
Reporting Period:: 2017-11-15

Accepted Time:: 2017-11-16 16:07:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
35214	Ferro Corp	FOE	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	340217820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1358620	T Peter Thomas	C/O Ferro Corporation 6060 Parkland Boulevard Mayfield Heights OH 44124	Chairman, President And Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-15	25,000	$17.26	374,158	No	4	M	Direct
Common Stock	Disposition	2017-11-15	22,182	$22.83	351,976	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2017-11-15	25,000	$0.00	25,000	$17.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-02-28	2018-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,174	Indirect	Investment Savings Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Share Unit	$0.00		2017-12-31	124,200	124,200	Direct
Common Stock	Performance Share Unit	$0.00		2018-12-31	158,200	158,200	Direct
Common Stock	Performance Share Unit	$0.00		2019-12-31	103,500	103,500	Direct
Common Stock	Phantom Shares	$0.00			107,293	107,293	Direct
Common Stock	Restricted Share Unit	$0.00	2016-02-23	2016-02-23	32,800	32,800	Direct
Common Stock	Restricted Share Unit	$0.00	2016-04-24	2016-04-24	17,480	17,480	Direct
Common Stock	Restricted Share Unit	$0.00	2017-02-20	2017-02-20	46,100	46,100	Direct
Common Stock	Restricted Share Unit	$0.00	2017-12-29	2017-12-29	100,000	100,000	Direct
Common Stock	Restricted Share Unit	$0.00	2018-02-18	2018-02-18	49,700	49,700	Direct
Common Stock	Restricted Share Unit	$0.00	2019-02-17	2019-02-17	63,300	63,300	Direct
Common Stock	Restricted Share Unit	$0.00	2020-02-15	2020-02-15	41,400	41,400	Direct
Common Stock	Stock Options (Right to Buy)	$15.16	2012-02-24	2021-02-24	38,000	38,000	Direct
Common Stock	Stock Options (Right to Buy)	$14.27	2018-02-15	2027-02-15	123,300	123,300	Direct
Common Stock	Stock Options (Right to Buy)	$13.09	2015-02-20	2024-02-20	95,300	95,300	Direct
Common Stock	Stock Options (Right to Buy)	$12.33	2016-02-18	2025-02-18	107,300	107,300	Direct
Common Stock	Stock Options (Right to Buy)	$9.60	2017-02-17	2026-02-17	185,700	185,700	Direct
Common Stock	Stock Options (Right to Buy)	$8.25	2011-02-25	2020-02-25	45,000	45,000	Direct
Common Stock	Stock Options (Right to Buy)	$7.02	2014-04-24	2023-04-24	98,800	98,800	Direct
Common Stock	Stock Options (Right to Buy)	$6.84	2013-02-23	2022-02-23	45,500	45,500	Direct
Common Stock	Stock Options (Right to Buy)	$5.29	2014-02-21	2023-02-21	68,800	68,800	Direct
Common Stock	Stock Options (Right to Buy)	$1.37	2010-02-25	2019-02-25	20,033	20,033	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-31	124,200	124,200	Direct
2018-12-31	158,200	158,200	Direct
2019-12-31	103,500	103,500	Direct
	107,293	107,293	Direct
2016-02-23	32,800	32,800	Direct
2016-04-24	17,480	17,480	Direct
2017-02-20	46,100	46,100	Direct
2017-12-29	100,000	100,000	Direct
2018-02-18	49,700	49,700	Direct
2019-02-17	63,300	63,300	Direct
2020-02-15	41,400	41,400	Direct
2021-02-24	38,000	38,000	Direct
2027-02-15	123,300	123,300	Direct
2024-02-20	95,300	95,300	Direct
2025-02-18	107,300	107,300	Direct
2026-02-17	185,700	185,700	Direct
2020-02-25	45,000	45,000	Direct
2023-04-24	98,800	98,800	Direct
2022-02-23	45,500	45,500	Direct
2023-02-21	68,800	68,800	Direct
2019-02-25	20,033	20,033	Direct

Footnotes

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.76-$22.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Vests 6,250 share(s) on 28-Feb-2009, 6,250 share(s) on 28-Feb-2010, 6,250 share(s) on 28-Feb-2011, 457 share(s) on 28-Feb-2012
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.