Filing Details
- Accession Number:
- 0000064040-17-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-16 13:38:05
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-16 13:38:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581262 | L. Douglas Peterson | 55 Water Street New York NY 10041 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-15 | 4,000 | $157.79 | 140,743 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | $77.81 | 2015-04-01 | 2024-03-31 | 51,304 | 51,304 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 13,916 | 13,916 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 13,440 | 13,440 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2018-12-31 | 2018-12-31 | 14,501 | 14,501 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-31 | 51,304 | 51,304 | Direct |
| 2019-12-31 | 13,916 | 13,916 | Direct |
| 13,440 | 13,440 | Direct | |
| 2018-12-31 | 14,501 | 14,501 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- The restricted stock units will vest on December 31, 2017.
Billionaire Hedge Funds
