Filing Details
- Accession Number:
- 0001209191-17-061026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-16 06:53:09
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-16 06:53:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1460329 | Cogint Inc. | COGT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898860 | Al Et Md Phillip Frost | 4400 Biscayne Boulevard Miami FL 33137 | Yes | No | Yes | No | |
1380896 | Trust Investments Gamma Frost | 4400 Biscayne Boulevard, 15Th Floor Miami FL 33137 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-15 | 20,000 | $4.11 | 15,724,874 | No | 4 | P | Indirect | By Frost Gamma InvestmentsTrust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Frost Gamma InvestmentsTrust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,000,000 | Indirect | By Frost Gamma Investments Trust |
Common Stock | 33,333 | Direct | |
Common Stock | 16,667 | Direct |
Footnotes
- The shares were purchased in multiple transactions at prices ranging from $4.00 to $4.20, with a weighted average price per share of $4.11. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole andexclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner ofFrost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the soleshareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of anypecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securitiesfor purposes of Section 16 or for any other purpose.
- On December 8, 2015, the reporting person received a grant, subject to stockholder approval, of 3,000,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. Stockholder approval was obtained on June 1, 2016. The reporting person has elected to defer delivery of any vested RSUs until the reporting person's separation from service from the Company, a Change of Control of the Company, or death or disability.
- Represents Restricted Stock Units (RSUs) convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in approximate equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain circumstances.