Home > Insider Trading > Filing (0001144204-17-059525)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578620	Alcentra Capital Corp	ABDC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215673	Ulrich T Brechbuhl	C/O Alcentra Capital Corporation 200 Park Avenue, 7Th Floor New York NY 10166		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-13	6,800	$7.29	6,800	No	4	P	Direct
Common Stock	Acquisiton	2017-11-15	3,200	$7.03	10,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.29 per share. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.03 per share, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.