Filing Details
- Accession Number:
- 0001144204-17-059524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-15 21:04:04
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-15 21:04:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604612 | J Paul Echausse | C/O Alcentra Capital Corporation 200 Park Avenue, 7Th Floor New York NY 10166 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-13 | 8,700 | $7.31 | 35,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.305 to $7.313 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
