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Filing Details

Accession Number:: 0001190725-17-000154
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-15 20:03:17
Reporting Period:: 2017-11-13

Accepted Time:: 2017-11-15 20:03:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791908	Xoma Corp	XOMA	Pharmaceutical Preparations (2834)	522154066

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1638479	M. Thomas Burns	C/O Xoma Corporation 2200 Powell Street, Suite 310 Emeryville CA 94608	Svp, Finance & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2017-11-13	6,983	$4.03	13,538	No	4	M	Direct
Common Shares	Disposition	2017-11-13	6,497	$30.93	7,041	No	4	S	Direct
Common Shares	Disposition	2017-11-13	486	$31.77	6,555	No	4	S	Direct
Common Shares	Acquisiton	2017-11-14	6,847	$4.03	13,402	No	4	M	Direct
Common Shares	Disposition	2017-11-14	2,817	$27.16	10,585	No	4	S	Direct
Common Shares	Disposition	2017-11-14	3,180	$28.98	7,405	No	4	S	Direct
Common Shares	Disposition	2017-11-14	600	$29.61	6,805	No	4	S	Direct
Common Shares	Disposition	2017-11-14	250	$30.49	6,555	No	4	S	Direct
Common Shares	Acquisiton	2017-11-15	8,392	$4.03	14,947	No	4	M	Direct
Common Shares	Disposition	2017-11-15	8,192	$27.04	6,755	No	4	S	Direct
Common Shares	Disposition	2017-11-15	200	$27.44	6,555	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Non-Qualified Share Option (right to buy)	Disposition	2017-11-13	6,983	$0.00	6,983	$4.03
Common Shares	Non-Qualified Share Option (right to buy)	Disposition	2017-11-14	6,847	$0.00	6,847	$4.03
Common Shares	Non-Qualified Share Option (right to buy)	Disposition	2017-11-15	8,392	$0.00	8,392	$4.03

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
93,017	2027-02-10	No	4	M	Direct
86,170	2027-02-10	No	4	M	Direct
77,778	2027-02-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	2,390	Indirect	by 401(k)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.72 to $31.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.27 to $29.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36 to $30.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.38 to $30.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.40 to $27.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares subject to this option shall vest in equal monthly installments over three years from the grant date.