Filing Details
- Accession Number:
- 0001209191-17-060999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-15 18:52:06
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-15 18:52:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685074 | Kurt Shintaffer | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-11-13 | 20,000 | $0.00 | 66,577 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-13 | 20,000 | $22.12 | 46,577 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-14 | 20,000 | $0.00 | 66,577 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-14 | 20,000 | $21.99 | 46,577 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-13 | 20,000 | $0.00 | 20,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-14 | 20,000 | $0.00 | 20,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 949,146 | No | 4 | C | Direct | ||
| 929,146 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 76,469 | 76,469 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 76,469 | 76,469 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 23,531 | 23,531 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 76,469 | 76,469 | Indirect | |
| 76,469 | 76,469 | Indirect | |
| 23,531 | 23,531 | Indirect |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- Includes 46,200 RSUs that represent contingent rights to receive 46,200 shares of the Issuer's Class A Common Stock upon settlement and 20,377 shares of Class A Common Stock.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.67 to $22.44. Thereporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4.
- Includes 46,200 RSUs that represent contingent rights to receive 46,200 shares of the Issuer's Class A Common Stock upon settlement and 377 shares of Class A Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.81 to $22.28.
- Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
- Includes 11,269 shares previously beneficially owned indirectly through the KCS 2012 GRAT which were distributed to the reporting person on December 31, 2016 and are now beneficially owned directly.
- Excludes 11,269 shares previously beneficially owned indirectly through the KCS 2012 GRAT which were distributed to the reporting person on December 31, 2016 and are now beneficially owned directly.
- These shares are held by KCS 2012 GRAT.
- Excludes 11,269 shares previously beneficially owned indirectly through the KDS 2012 GRAT which were distributed to the reporting person's spouse on December 31, 2016 and are now beneficially owned directly by the reporting person's spouse.
- These shares are held by KDS 2012 GRAT.
- Includes 11,269 shares previously beneficially owned indirectly through the KDS 2012 GRAT which were distributed to the reporting person's spouse on December 31, 2016 and are now beneficially owned directly by the reporting person's spouse.
- These shares are held by the Reporting Person's spouse.
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