Filing Details
- Accession Number:
- 0001028918-17-000256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-15 17:11:12
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-15 17:11:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028918 | Pacific Premier Bancorp Inc | PPBI | State Commercial Banks (6022) | 330743196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406485 | Jr. J. Ronald Nicolas | 17901 Von Karman Suite 1200 Irvine CA 92614 | Sevp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ppbi Common Stock | Acquisiton | 2017-11-13 | 2,500 | $36.97 | 2,500 | No | 4 | P | Indirect | The Nicolas Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | The Nicolas Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ppbi Common Stock | 24,214 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ppbi Common Stock | PPBI Restricted Stock Unit | $0.00 | 1,404 | 1,404 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,404 | 1,404 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.9706 to $36.995, inclusive.
- These shares are held by The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald D. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust.
- Includes 24,214 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.
- Not applicable.
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