Filing Details
- Accession Number:
- 0001209191-17-060914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-15 16:40:26
- Reporting Period:
- 2017-11-14
- Accepted Time:
- 2017-11-15 16:40:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578804 | Adam John Zangerle | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Vp, Gen Counsel, And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-11-14 | 1,750 | $36.09 | 29,596 | No | 4 | M | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-11-14 | 1,750 | $88.00 | 27,846 | No | 4 | S | Direct | |
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-11-14 | 1,900 | $29.94 | 29,746 | No | 4 | M | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-11-14 | 1,900 | $88.00 | 27,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-11-14 | 1,750 | $0.00 | 3,500 | $36.09 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-11-14 | 1,900 | $0.00 | 1,900 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,750 | 2021-05-31 | No | 4 | M | Direct | |
| 0 | 2022-05-30 | No | 4 | M | Direct |
Footnotes
- This exercise and sale of a total of 1,750 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 15, 2017.
- This exercise and sale of a total of 1,900 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 15, 2017.
- 17,752 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,252 on May 30, 2018; 3,000 on May28, 2019; 4,000 on October 1, 2019; 2,500 on June 1, 2020 and 6,000 on June 1, 2021.
- This option to purchase 3,500 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,500 STERIS common shares for $36.09 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
- This option to purchase 3,800 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,800 STERIS common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
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