Home > Insider Trading > Filing (0001137411-17-000135)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137411	Rockwell Collins Inc	COL	Aircraft Parts & Auxiliary Equipment, Nec (3728)	522314475

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1672811	J David Nieuwsma	2551 Riva Road Annapolis MD 21401	Sr. Vp, Informaton Mgmt Svcs	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-13	1,444	$0.00	3,896	No	4	A	Direct
Common Stock	Disposition	2017-11-13	515	$133.37	3,381	No	4	F	Direct
Common Stock	Acquisiton	2017-11-13	1,800	$0.00	5,181	No	4	A	Direct
Common Stock	Acquisiton	2017-11-14	3,900	$88.71	9,081	No	4	M	Direct
Common Stock	Disposition	2017-11-14	3,900	$133.00	5,181	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right-to-buy)	Disposition	2017-11-14	3,900	$0.00	3,900	$88.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,800		2026-11-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	313	Indirect	By Savings Plan

Footnotes

Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment.
This transaction was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $132.85 to $133.16, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.