Home > Insider Trading > Filing (0001209191-17-060777)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1374684	Mulesoft Inc	MULE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1261371	George Gregory Schott	77 Geary Street, Suite 400 San Francisco CA 94108	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-11-13	80,111	$0.00	81,581	No	4	C	Direct
Class A Common Stock	Disposition	2017-11-13	80,111	$23.37	1,470	No	4	S	Direct
Class A Common Stock	Acquisiton	2017-11-14	39,889	$0.00	41,359	No	4	C	Direct
Class A Common Stock	Disposition	2017-11-14	39,889	$23.01	1,470	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2017-11-13	80,111	$0.00	80,111	$0.68
Class A Common Stock	Class B Common Stock	Acquisiton	2017-11-13	80,111	$0.00	80,111	$0.68
Class A Common Stock	Class B Common Stock	Disposition	2017-11-13	80,111	$0.00	80,111	$0.00
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2017-11-14	39,889	$0.00	39,889	$0.68
Class A Common Stock	Class B Common Stock	Acquisiton	2017-11-14	39,889	$0.00	39,889	$0.68
Class A Common Stock	Class B Common Stock	Disposition	2017-11-14	39,889	$0.00	39,889	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
513,640	2023-12-24	No	4	M	Direct
2,120,544		No	4	M	Direct
2,040,433		No	4	C	Direct
473,751	2023-12-24	No	4	M	Direct
2,080,322		No	4	M	Direct
2,040,433		No	4	M	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Includes 1,470 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on November 10, 2017 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.13 to $23.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.74 to $23.11, inclusive.
Shares subject to the option vest in forty-eight equal monthly installments beginning on January 24, 2014.