Filing Details
- Accession Number:
- 0001209191-17-060743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 19:15:13
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-14 19:15:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4127 | Skyworks Solutions Inc. | SWKS | Semiconductors & Related Devices (3674) | 042302115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1675032 | A Laura Gasparini | 20 Sylvan Road Woburn MA 01801 | Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-09 | 645 | $0.00 | 11,088 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-11-09 | 211 | $111.12 | 10,877 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-09 | 3,476 | $0.00 | 14,353 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-11-09 | 1,135 | $111.12 | 13,218 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-09 | 580 | $0.00 | 13,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-09 | 190 | $111.12 | 13,608 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 3,000 | $0.00 | 16,608 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-11-10 | 1,256 | $110.41 | 15,352 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 1,150 | $25.25 | 16,502 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 1,150 | $110.53 | 15,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 3,000 | $60.97 | 18,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 3,000 | $110.53 | 15,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 6,000 | $84.89 | 21,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 6,000 | $110.53 | 15,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 1,982 | $77.66 | 17,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 1,982 | $110.53 | 15,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-11-09 | 580 | $0.00 | 580 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-13 | 1,150 | $0.00 | 1,150 | $25.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-13 | 3,000 | $0.00 | 3,000 | $60.97 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-13 | 6,000 | $0.00 | 6,000 | $84.89 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-13 | 1,982 | $0.00 | 1,982 | $77.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,737 | No | 4 | M | Direct | ||
| 0 | 2020-11-07 | No | 4 | M | Direct | |
| 1,000 | 2021-11-10 | No | 4 | M | Direct | |
| 6,000 | 2022-11-09 | No | 4 | M | Direct | |
| 5,944 | 2023-11-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 446 | Indirect | By spouse |
| Common Stock | 791 | Indirect | By 401(k) plan |
Footnotes
- Represents 645 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.
- This total includes 43 shares purchased on 7/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- Represents 3,476 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
- Restricted stock units convert into shares of common stock on a one-for-one basis.
- Represents 3,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
- The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.
- This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
- This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
- The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.
- This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.
- This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
- This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.
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