Filing Details
- Accession Number:
- 0001288847-17-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 18:04:28
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-14 18:04:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604097 | Michael Burkland | C/O Five9, Inc. Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583 | Ceo, President And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-13 | 230,660 | $0.52 | 1,194,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 230,660 | $24.05 | 963,501 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 49,340 | $4.84 | 1,012,841 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 49,340 | $24.05 | 963,501 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-13 | 320,000 | $24.05 | 643,501 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-13 | 230,660 | $0.00 | 230,660 | $0.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-13 | 49,340 | $0.00 | 49,340 | $4.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-04-29 | No | 4 | M | Direct | |
| 49,464 | 2023-01-25 | No | 4 | M | Direct |
Footnotes
- The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.
- Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011.
- Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013.
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