Filing Details
- Accession Number:
- 0001209191-17-060704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 17:51:26
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 17:51:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276837 | Laura Stark | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Gm Esd | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-10 | 463 | $8.55 | 205,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 700 | $7.31 | 206,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 971 | $5.46 | 207,637 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 803 | $8.76 | 208,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 2,937 | $14.48 | 205,503 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-11-10 | 463 | $0.00 | 463 | $8.55 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-11-10 | 700 | $0.00 | 700 | $7.31 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-11-10 | 971 | $0.00 | 971 | $5.46 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-11-10 | 803 | $0.00 | 803 | $8.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,400 | 2009-08-02 | 2019-02-02 | No | 4 | M | Direct |
| 21,700 | 2012-08-01 | 2022-02-01 | No | 4 | M | Direct |
| 30,113 | 2013-08-01 | 2023-02-01 | No | 4 | M | Direct |
| 37,767 | 2014-08-03 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.42 to $14.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.
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