Filing Details
- Accession Number:
- 0001437749-17-019399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 17:50:38
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 17:50:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611647 | Freshpet Inc. | FRPT | Grain Mill Products (2040) | 201884894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623963 | James Scott Morris | C/O Freshpet, Inc. 400 Plaza Drive, Floor 1 Secaucus NJ 07094 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-10 | 10,000 | $7.10 | 212,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 10,000 | $17.20 | 202,307 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-13 | 312 | $7.10 | 202,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-13 | 312 | $17.35 | 202,307 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-14 | 2,031 | $7.10 | 204,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-14 | 2,031 | $17.35 | 202,307 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-14 | 1,907 | $7.10 | 204,214 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-14 | 1,907 | $17.35 | 202,307 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-17 | 4,031 | $7.10 | 206,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-14 | 4,031 | $17.30 | 202,307 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-14 | 1,719 | $7.10 | 204,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-14 | 1,719 | $17.30 | 202,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-10 | 10,000 | $0.00 | 10,000 | $7.10 |
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-13 | 312 | $0.00 | 312 | $7.10 |
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-14 | 2,031 | $0.00 | 2,031 | $7.10 |
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-14 | 1,907 | $0.00 | 1,907 | $7.10 |
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-14 | 4,031 | $0.00 | 4,031 | $7.10 |
| Common Stock | Option to purchase common stock | Acquisiton | 2017-11-14 | 1,719 | $0.00 | 1,719 | $7.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,273 | 2020-12-31 | No | 4 | M | Direct | |
| 6,062 | 2020-12-31 | No | 4 | M | Direct | |
| 4,031 | 2020-12-31 | No | 4 | M | Direct | |
| 7,366 | 2020-12-31 | No | 4 | M | Direct | |
| 0 | 2020-12-31 | No | 4 | M | Direct | |
| 5,647 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.
- The option vests in four equal annual installments beginning December 31, 2011.
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