Filing Details

Accession Number:
0001209191-17-060700
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-14 17:46:43
Reporting Period:
2017-11-10
Accepted Time:
2017-11-14 17:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175993 Frederick Ball 1625 Sharp Point Drive
Fort Collins CO 80525
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-10 4,000 $83.51 17,000 No 4 S Indirect By 1998 Ball Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 1998 Ball Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,000 Direct
Footnotes
  1. All shares transferred to Ball Family Trust
  2. 6,000 award shares previously reported 5/8/2017 have not vested