Filing Details
- Accession Number:
- 0001209191-17-060700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 17:46:43
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 17:46:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175993 | Frederick Ball | 1625 Sharp Point Drive Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-10 | 4,000 | $83.51 | 17,000 | No | 4 | S | Indirect | By 1998 Ball Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 1998 Ball Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,000 | Direct |
Footnotes
- All shares transferred to Ball Family Trust
- 6,000 award shares previously reported 5/8/2017 have not vested