Filing Details
- Accession Number:
- 0001628280-17-011563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 17:06:06
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 17:06:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602319 | Iii C Albert Cooke | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Vp, Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-10 | 4,182 | $0.00 | 12,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-10 | 2,918 | $7.13 | 9,264 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-13 | 1,264 | $7.00 | 8,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-11-10 | 4,182 | $0.00 | 4,182 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,637 | No | 4 | M | Direct |
Footnotes
- Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 10, 2016, the reporting person was granted 66,909 restricted stock units, of which 1/16th vested on November 10, 2017, at which time tax withholding obligations were due.
- Restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the registrant.
- On February 10, 2016, the reporting person was granted 66,909 RSUs, of which 1/16th vested on November 10, 2017. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on February 10, 2020.