Filing Details

Accession Number:
0001104659-17-068504
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-14 16:09:40
Reporting Period:
2017-11-13
Accepted Time:
2017-11-14 16:09:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527569 Charles Roame 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-13 323 $51.43 15,217 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,782 Direct
Common Stock 3,165 Indirect By Tiburon Strategic Advisors, LLC
Footnotes
  1. The issuer's method of reporting restricted stock units has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes unvested restricted stock units previously reported in Table II, as well as the transfer of such restricted stock units to indirect ownership by a trust in which Mr. Roame is the trustee.
  2. Represents shares held by a trust in which Mr. Roame is the trustee.
  3. Mr. Roame is Managing Partner of Tiburon Strategic Advisors, LLC ("Tiburon"). As Managing Partner of Tiburon, Mr. Roame may be deemed to have voting and investment power over the shares owned by Tiburon. Mr. Roame disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.