Filing Details
- Accession Number:
- 0001104659-17-068504
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 16:09:40
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-14 16:09:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527569 | Charles Roame | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-13 | 323 | $51.43 | 15,217 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,782 | Direct | |
Common Stock | 3,165 | Indirect | By Tiburon Strategic Advisors, LLC |
Footnotes
- The issuer's method of reporting restricted stock units has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes unvested restricted stock units previously reported in Table II, as well as the transfer of such restricted stock units to indirect ownership by a trust in which Mr. Roame is the trustee.
- Represents shares held by a trust in which Mr. Roame is the trustee.
- Mr. Roame is Managing Partner of Tiburon Strategic Advisors, LLC ("Tiburon"). As Managing Partner of Tiburon, Mr. Roame may be deemed to have voting and investment power over the shares owned by Tiburon. Mr. Roame disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.