Home > Insider Trading > Filing (0001104659-17-068498)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497462	Judson Bergman	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-13	6,000	$7.50	738,569	No	4	M	Direct
Common Stock	Acquisiton	2017-11-13	14,000	$7.15	752,569	No	4	M	Direct
Common Stock	Disposition	2017-11-13	20,000	$51.48	732,569	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Acquire)	Disposition	2017-11-13	6,000	$0.00	6,000	$7.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-11-13	14,000	$0.00	14,000	$7.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-04-30	2018-04-30	No	4	M	Direct
1,000	2010-05-15	2019-05-15	No	4	M	Direct

Footnotes

Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
The Common Shares reported herein as being sold were sold at a range of between $51.25 and $51.65 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.