Filing Details
- Accession Number:
- 0000775158-17-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 09:21:42
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 09:21:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570383 | M. Bradley Nelson | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Svp & Pres. Commercial Segment | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-10 | 1,691 | $0.00 | 18,908 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 569 | $84.90 | 18,339 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 10,000 | $19.24 | 28,339 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 10,000 | $83.99 | 18,339 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-11-10 | 7,500 | $83.86 | 10,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-11-10 | 1,691 | $0.00 | 1,691 | $0.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-11-10 | 10,000 | $0.00 | 10,000 | $19.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 169 | 2017-11-12 | No | 4 | M | Direct | |
| 0 | 2018-09-19 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- Represents weighted average price. Individual sales by lot ranged from $83.66 to $84.06. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.
- Stock Appreciation Rights Award granted pursuant to the Company's Stock Plan.
- Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012.
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