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Filing Details

Accession Number:: 0001140361-17-042252
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-13 19:12:52
Reporting Period:: 2017-11-10

Accepted Time:: 2017-11-13 19:12:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1043219	Annaly Capital Management Inc	NLY	Real Estate Investment Trusts (6798)	223479661

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259017	Donnell Segalas	C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-10	8,800	$11.34	102,450	No	4	P	Direct
Common Stock	Acquisiton	2017-11-10	3,000	$11.34	3,000	No	4	P	Indirect	See note
Common Stock	Acquisiton	2017-11-10	450	$11.32	450	No	4	P	Indirect	See note
Common Stock	Acquisiton	2017-11-10	450	$11.33	450	No	4	P	Indirect	See note
Common Stock	Acquisiton	2017-11-10	500	$11.33	500	No	4	P	Direct
Common Stock	Acquisiton	2017-11-10	500	$11.32	500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See note
No	4	P	Indirect	See note
No	4	P	Indirect	See note
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,100	Indirect	See note

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option to purchase Common Stock	$16.46	2018-05-08	20,000	20,000	Direct
Common Stock	Option to purchase Common Stock	$15.61	2018-09-19	20,000	20,000	Direct
Common Stock	Option to purchase Common Stock	$13.25	2019-04-22	37,500	37,500	Direct
Common Stock	Deferred Stock Units	$0.00		70,689	70,689	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-08	20,000	20,000	Direct
2018-09-19	20,000	20,000	Direct
2019-04-22	37,500	37,500	Direct
	70,689	70,689	Direct

Footnotes

Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
Represents shares of Common Stock held jointly with daughter.
Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust.
Options previously granted. All options are currently vested.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the reporting person elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
Reflects the aggregate amount of DSUs granted during the reporting person's tenure net of any conversions, including 12,523 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.