Filing Details

Accession Number:
0001209191-17-060432
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 18:06:18
Reporting Period:
2017-11-08
Accepted Time:
2017-11-13 18:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
933974 Brooks Automation Inc BRKS Special Industry Machinery, Nec (3559) 043040660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539741 H. Maurice Tenney 15 Elizabeth Drive
Chelmsford MA 01824
President-Brooks Life Sciences No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-08 6,637 $0.00 191,664 No 4 A Direct
Common Stock Acquisiton 2017-11-08 1,041 $0.00 192,685 No 4 A Direct
Common Stock Disposition 2017-11-09 13,337 $28.55 179,348 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018.
  2. An initial grant of 75,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 22,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 23,541 of the performance-based units. This transaction represents a grant of an additional 1,041 RSUs. No amount was paid upon grant of RSUs.
  3. The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 23,541 restricted stock units held by the reporting person.