Filing Details
- Accession Number:
- 0001209191-17-060432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 18:06:18
- Reporting Period:
- 2017-11-08
- Accepted Time:
- 2017-11-13 18:06:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
933974 | Brooks Automation Inc | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539741 | H. Maurice Tenney | 15 Elizabeth Drive Chelmsford MA 01824 | President-Brooks Life Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-08 | 6,637 | $0.00 | 191,664 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-11-08 | 1,041 | $0.00 | 192,685 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-11-09 | 13,337 | $28.55 | 179,348 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018.
- An initial grant of 75,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 22,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 23,541 of the performance-based units. This transaction represents a grant of an additional 1,041 RSUs. No amount was paid upon grant of RSUs.
- The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 23,541 restricted stock units held by the reporting person.