Home > Insider Trading > Filing (0001209191-17-060424)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
933974	Brooks Automation Inc	BRKS	Special Industry Machinery, Nec (3559)	043040660

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1542288	T. William Montone	15 Elizabeth Drive Chelmsford MA 01824	Svp, Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-08	12,389	$0.00	146,888	No	4	A	Direct
Common Stock	Acquisiton	2017-11-08	583	$0.00	147,471	No	4	A	Direct
Common Stock	Disposition	2017-11-09	5,159	$28.55	142,312	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct

Footnotes

Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 100% on the second anniversary of the grant.
An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs.
The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person.