Home > Insider Trading > Filing (0001209191-17-060421)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
933974	Brooks Automation Inc	BRKS	Special Industry Machinery, Nec (3559)	043040660

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1670527	David Jarzynka	15 Elizabeth Drive Chelmsford MA 01824	Sr. Vp, General Manager	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-08	4,867	$0.00	39,543	No	4	A	Direct
Common Stock	Acquisiton	2017-11-08	625	$0.00	40,168	No	4	A	Direct
Common Stock	Acquisiton	2017-11-08	10,692	$0.00	50,860	No	4	A	Direct
Common Stock	Disposition	2017-11-09	5,528	$28.55	45,332	No	4	S	Direct
Common Stock	Disposition	2017-11-09	2,506	$28.55	42,826	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018.
An initial grant of 45,000 restricted stock units (RSUs) was received on November 5, 2014. The grant contained 13,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 14,125 of the performance-based units. This transaction represents a grant of an additional 625 RSUs. No amount was paid upon grant of RSUs.
An initial grant of 12,000 performance-based RSUs was received on April 26, 2016 subject to performance-based vesting requirements, measured at September 30, 2017, resulting in the achievement of 89.1%, or 10,692 of the performance-based units. 50% of the RSUs vested on November 8, 2017 and 50% will vest on November 8, 2018.
The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 14,125 restricted stock units held by the reporting person.
The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 5,346 restricted stock units held by the reporting person.