Home > Insider Trading > Filing (0001144204-17-058473)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015155	Charles & Colvard Ltd	CTHR	Jewelry, Silverware & Plated Ware (3910)	561928817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1258861	B Ollin Sykes	170 Southport Drive Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-10	1,600	$1.05	93,986	No	4	P	Indirect	By SEP IRA
Common Stock	Acquisiton	2017-11-10	600	$1.07	94,586	No	4	P	Indirect	By SEP IRA
Common Stock	Acquisiton	2017-11-10	1,917	$1.07	96,503	No	4	P	Indirect	By SEP IRA
Common Stock	Acquisiton	2017-11-13	3,497	$1.12	100,000	No	4	P	Indirect	By SEP IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By SEP IRA
No	4	P	Indirect	By SEP IRA
No	4	P	Indirect	By SEP IRA
No	4	P	Indirect	By SEP IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	348,484	Direct
Common Stock	795,700	Indirect	By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Common Stock	35,787	Indirect	By spouse
Common Stock	918	Indirect	By Sykesco Investment Partners
Common Stock	17,323	Indirect	By ROTH IRA
Common Stock	17,096	Indirect	By IRA

Footnotes

Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 119,377 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares.