Filing Details
- Accession Number:
- 0000350894-17-000071
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 17:17:07
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-13 17:17:07
- Original Submission Date:
- 2017-11-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191731 | P Joseph Ujobai | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2017-11-09 | 17,500 | $32.49 | 30,040 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-09 | 17,500 | $64.46 | 12,540 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2017-11-09 | 17,500 | $32.49 | 17,500 | $32.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-03 | 2017-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 724 | Direct | |
Common Stock | 28,652 | Direct |
Footnotes
- Mr. Ujobai holds the 724.8 shares in the Employee Stock Purchase Plan.
- Mr. Ujobai holds 28,652 SEIC shares in the Company Stock Plan.