Filing Details

Accession Number:
0000350894-17-000071
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-11-13 17:17:07
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 17:17:07
Original Submission Date:
2017-11-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191731 P Joseph Ujobai One Freedom Valley Drive
Oaks PA 19456
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Purchase) Acquisiton 2017-11-09 17,500 $32.49 30,040 No 4 M Direct
Common Stock Disposition 2017-11-09 17,500 $64.46 12,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option (Right To Purchase) STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2017-11-09 17,500 $32.49 17,500 $32.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-03 2017-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 724 Direct
Common Stock 28,652 Direct
Footnotes
  1. Mr. Ujobai holds the 724.8 shares in the Employee Stock Purchase Plan.
  2. Mr. Ujobai holds 28,652 SEIC shares in the Company Stock Plan.