Filing Details
- Accession Number:
- 0000899243-17-026043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 16:33:33
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-13 16:33:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643733 | A Peter Reed | C/O Great Elm Capital Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-09 | 13,340 | $3.60 | 398,847 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 56,660 | $3.65 | 455,507 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Includes 220,923 shares of unvested restricted stock.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.65, inclusive. The reporting person undertakes to provide to Great Elm Capital Group, Inc., any security holder of Great Elm Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) on this Form 4.
Billionaire Hedge Funds
