Filing Details
- Accession Number:
- 0000899243-17-026026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 16:22:07
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-13 16:22:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1675033 | Great Elm Capital Corp. | GECC | () | 812621577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1688208 | Mark Kuperschmid | C/O Great Elm Capital Corp. 800 South Street, Suite 230 Waltham MA 02453 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-10 | 1,000 | $9.36 | 1,000 | No | 4 | P | Indirect | By Benmark Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Benmark Investments LLC |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.