Filing Details
- Accession Number:
- 0001179110-17-014024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 16:18:13
- Reporting Period:
- 2017-11-08
- Accepted Time:
- 2017-11-13 16:18:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No | |
| 1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-08 | 3,400 | $19.89 | 5,446,760 | No | 4 | P | Indirect | By Ronin Capital, LLC |
| Common Stock | Acquisiton | 2017-11-09 | 38,099 | $19.91 | 5,484,859 | No | 4 | P | Indirect | By Ronin Capital, LLC |
| Common Stock | Acquisiton | 2017-11-10 | 324 | $19.90 | 5,485,183 | No | 4 | P | Indirect | By Ronin Capital, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Ronin Capital, LLC |
| No | 4 | P | Indirect | By Ronin Capital, LLC |
| No | 4 | P | Indirect | By Ronin Capital, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $19.82 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $19.84 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $19.87 to $19.93. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
