Filing Details
- Accession Number:
- 0001209191-11-008163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 17:30:53
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 17:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227348 | Barry Zwarenstein | C/O: Smart Modular Technologies, 39870 Eureka Dr. Newark CA 94560 | Svp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-07 | 10,000 | $3.00 | 92,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-07 | 10,000 | $7.60 | 82,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-02-07 | 10,000 | $0.00 | 10,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
160,000 | 2018-09-21 | No | 4 | M | Direct |
Footnotes
- Also referred to as ordinary shares.
- A grant of a performance unit in September 2008 was previously voluntarily reported in Table I. These units were forfeited for no value because performance conditions were not met. Therefore, the total number of securities reported as beneficially owned has been decreased by 60,000 shares, which is reflected in this Form 4.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
- The stock option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over three years.