Filing Details

Accession Number:
0001209191-17-060268
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 16:01:42
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 16:01:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610853 Helius Medical Technologies Inc. HSDT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201810 Dane Andreeff 642 Newtown Yardley Road, Suite 100
Newtown PA 18940
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-11-09 33,097 $2.70 1,285,746 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-09 7,293 $2.70 281,405 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-09 19,610 $2.70 671,317 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-10 45,233 $2.59 1,330,979 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-10 9,967 $2.59 291,372 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-10 26,800 $2.59 698,117 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-13 13,790 $2.23 1,344,769 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-13 3,039 $2.23 294,411 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-11-13 8,171 $2.23 706,288 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP, and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
  2. The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I, and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
  3. The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I, and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.