Filing Details
- Accession Number:
- 0001331471-17-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 16:01:10
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-13 16:01:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043337 | Stoneridge Inc | SRI | Motor Vehicle Parts & Accessories (3714) | 341598949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219412 | A Thomas Beaver | 39675 Mackenzie Drive, Suite 400 Novi MI 48377 | Vice President - Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Disposition | 2017-11-09 | 32,952 | $21.51 | 76,529 | No | 4 | S | Direct | |
Common Shares, Without Par Value | Disposition | 2017-11-10 | 16,827 | $21.51 | 59,702 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Performance Shares | $0.00 | 93,220 | 93,220 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
93,220 | 93,220 | Direct |
Footnotes
- The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.
- Each Performance Shares (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan is 2015, 2016 and 2017 and vest depending on continued employment, and in some cases also depending on Company performance in 2018, 2019 and 2020.