Filing Details
- Accession Number:
- 0000091142-11-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 17:26:04
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 17:26:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399737 | F James Stern | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-07 | 12,555 | $43.12 | 17,302 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-09 | 5,091 | $41.74 | 12,211 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Vesting to reporting person of restricted stock units settled in shares of common stock under the A. O. Smith Combined Incentive Compensation Plan upon attainment of performance criteria.
- The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).