Filing Details
- Accession Number:
- 0001204864-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 10:49:27
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-13 10:49:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204864 | Jason Carlson | 25 Frontage Rd. Andover MA 01810 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-10 | 4,494 | $6.29 | 4,494 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 4,494 | $21.17 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 2,249 | $5.67 | 2,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 2,249 | $21.17 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 2,019 | $8.05 | 2,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-10 | 2,019 | $21.17 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2017-11-10 | 4,494 | $0.00 | 4,494 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2017-11-10 | 2,249 | $0.00 | 2,249 | $5.67 |
| Common Stock | Non Qualified Stock Option | Disposition | 2017-11-10 | 2,019 | $0.00 | 2,019 | $8.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,031 | 2023-06-17 | No | 4 | M | Direct | |
| 21,782 | 2023-06-21 | No | 4 | M | Direct | |
| 19,763 | 2024-06-20 | No | 4 | M | Direct |
Footnotes
- Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.
- Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.
- Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.
Billionaire Hedge Funds
