Filing Details

Accession Number:
0000067887-17-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 09:54:21
Reporting Period:
2017-11-08
Accepted Time:
2017-11-13 09:54:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
67887 Moog Inc. MOGA/MOGB Misc Industrial & Commercial Machinery & Equipment (3590) 160757636
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
947446 A Richard Aubrecht Seneca St And Jamison Rd
East Aurora NY 14052
Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2017-11-08 20,500 $36.86 66,549 No 4 M Direct
Class A Common Disposition 2017-11-08 14,903 $84.51 51,646 No 4 F Direct
Class A Common Acquisiton 2017-11-08 20,500 $41.82 72,146 No 4 M Direct
Class A Common Disposition 2017-11-08 15,486 $84.51 56,660 No 4 F Direct
Class A Common Disposition 2017-11-08 4,000 $83.57 52,660 No 4 S Direct
Class A Common Disposition 2017-11-09 4,000 $83.72 48,660 No 4 S Direct
Class A Common Disposition 2017-11-10 3,999 $82.31 44,661 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common SAR Disposition 2017-11-08 20,500 $36.86 20,500 $36.86
Class A Common SAR Disposition 2017-11-08 20,500 $41.82 20,500 $41.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-11-30 No 4 M Direct
0 2021-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 23,205 Indirect Spouse
Class B Common 57,780 Direct
Class B Common 40,566 Indirect 401 (k)
Class B Common 3,708 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common SAR $36.41 2022-11-27 20,500 20,500 Direct
Class A Common SAR $61.69 2023-11-11 10,000 10,000 Direct
Class A Common SAR $74.38 2024-11-11 10,000 10,000 Direct
Class A Common SAR $63.04 2025-11-17 3,333 3,333 Direct
Class B Common SAR $65.90 2025-11-17 6,667 6,667 Direct
Class B Common SAR $71.65 2026-11-15 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-11-27 20,500 20,500 Direct
2023-11-11 10,000 10,000 Direct
2024-11-11 10,000 10,000 Direct
2025-11-17 3,333 3,333 Direct
2025-11-17 6,667 6,667 Direct
2026-11-15 10,000 10,000 Direct
Footnotes
  1. This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,597). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
  2. This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,014). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
  3. Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
  4. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
  5. Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
  6. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
  7. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.