Filing Details
- Accession Number:
- 0000067887-17-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 09:54:21
- Reporting Period:
- 2017-11-08
- Accepted Time:
- 2017-11-13 09:54:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67887 | Moog Inc. | MOGA/MOGB | Misc Industrial & Commercial Machinery & Equipment (3590) | 160757636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
947446 | A Richard Aubrecht | Seneca St And Jamison Rd East Aurora NY 14052 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2017-11-08 | 20,500 | $36.86 | 66,549 | No | 4 | M | Direct | |
Class A Common | Disposition | 2017-11-08 | 14,903 | $84.51 | 51,646 | No | 4 | F | Direct | |
Class A Common | Acquisiton | 2017-11-08 | 20,500 | $41.82 | 72,146 | No | 4 | M | Direct | |
Class A Common | Disposition | 2017-11-08 | 15,486 | $84.51 | 56,660 | No | 4 | F | Direct | |
Class A Common | Disposition | 2017-11-08 | 4,000 | $83.57 | 52,660 | No | 4 | S | Direct | |
Class A Common | Disposition | 2017-11-09 | 4,000 | $83.72 | 48,660 | No | 4 | S | Direct | |
Class A Common | Disposition | 2017-11-10 | 3,999 | $82.31 | 44,661 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | SAR | Disposition | 2017-11-08 | 20,500 | $36.86 | 20,500 | $36.86 |
Class A Common | SAR | Disposition | 2017-11-08 | 20,500 | $41.82 | 20,500 | $41.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-11-30 | No | 4 | M | Direct | |
0 | 2021-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 23,205 | Indirect | Spouse |
Class B Common | 57,780 | Direct | |
Class B Common | 40,566 | Indirect | 401 (k) |
Class B Common | 3,708 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | SAR | $36.41 | 2022-11-27 | 20,500 | 20,500 | Direct | |
Class A Common | SAR | $61.69 | 2023-11-11 | 10,000 | 10,000 | Direct | |
Class A Common | SAR | $74.38 | 2024-11-11 | 10,000 | 10,000 | Direct | |
Class A Common | SAR | $63.04 | 2025-11-17 | 3,333 | 3,333 | Direct | |
Class B Common | SAR | $65.90 | 2025-11-17 | 6,667 | 6,667 | Direct | |
Class B Common | SAR | $71.65 | 2026-11-15 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-11-27 | 20,500 | 20,500 | Direct |
2023-11-11 | 10,000 | 10,000 | Direct |
2024-11-11 | 10,000 | 10,000 | Direct |
2025-11-17 | 3,333 | 3,333 | Direct |
2025-11-17 | 6,667 | 6,667 | Direct |
2026-11-15 | 10,000 | 10,000 | Direct |
Footnotes
- This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,597). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
- This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,014). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
- Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
- Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.