Filing Details

Accession Number:
0001104659-17-067497
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-11-09 19:01:48
Reporting Period:
2017-11-03
Accepted Time:
2017-11-09 19:01:48
Original Submission Date:
2017-11-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497443 William Crager 35 East Wacker Drive
Suite 2400
Chicago IL 60601
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-03 5,000 $7.50 183,217 No 4 M Direct
Common Stock Disposition 2017-11-03 5,000 $52.75 178,217 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-03 5,000 $0.00 5,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2009-04-30 2018-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect By wife
Footnotes
  1. Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
  2. The issuer's method of reporting restricted stock units has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes unvested restricted stock units previously reported in Table II.
  3. The Common Shares reported herein as being sold were sold at a range of between $52.45 and $53.05 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
  4. This total has been corrected from the original Form 4 filing to reflect the option exercise to which this sale relates.
  5. Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.