Filing Details
- Accession Number:
- 0000002488-17-000235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-09 18:40:25
- Reporting Period:
- 2017-11-07
- Accepted Time:
- 2017-11-09 18:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2488 | Advanced Micro Devices Inc | AMD | Semiconductors & Related Devices (3674) | 941692300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405109 | T Lisa Su | One Amd Place Sunnyvale CA 94085 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-07 | 187,500 | $5.66 | 2,157,362 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-07 | 50,000 | $5.87 | 2,207,362 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-07 | 125,000 | $12.09 | 2,082,362 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-07 | 175,000 | $12.00 | 1,907,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-11-07 | 187,500 | $0.00 | 187,500 | $5.66 |
| Common Stock | Stock Option | Disposition | 2017-11-07 | 50,000 | $0.00 | 50,000 | $5.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 216,972 | 2019-01-15 | No | 4 | M | Direct | |
| 26,952 | 2019-06-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 196,544 | Indirect | By Grantor Retained Annuity Trust |
Footnotes
- The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $12.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The options vested 33 1/3% on January 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.
- The options vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.
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