Filing Details

Accession Number:
0001127602-17-031773
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-09 17:07:47
Reporting Period:
2017-06-09
Accepted Time:
2017-11-09 17:07:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1520262 Alkermes Plc. ALKS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235598 M James Frates Connaught House
1 Burlington Road
Dublin 4 Ireland
Svp, Alks Inc; Cfo Alks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2017-06-09 2,000 $0.00 127,477 No 5 G Direct
Ordinary Shares Acquisiton 2017-11-08 20,932 $12.29 164,971 No 4 M Direct
Ordinary Shares Disposition 2017-11-08 20,932 $47.58 144,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (Right to Buy) Disposition 2017-11-08 20,932 $0.00 20,932 $12.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,932 2018-05-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 4,000 Indirect By Sons
Ordinary Shares 31,940 Indirect By 2014 GRAT
Ordinary Shares 11,421 Indirect By 2015 GRAT No. 2
Footnotes
  1. Includes 16,562 shares received on August 1, 2017 pursuant to an annuity payment from the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT"), which was exempt from reporting obligationsby virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
  2. This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.
  3. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.06 to $48.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  5. Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"). The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2014 GRAT.
  6. Shares held by the James M. Frates Grantor Retained Annuity Trust No. 2 dated November 25, 2015 (the "2015 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT No. 2 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT No. 2.
  7. These options are fully vested in accordance with their terms.