Home > Insider Trading > Filing (0001127602-17-031773)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1520262	Alkermes Plc.	ALKS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1235598	M James Frates	Connaught House 1 Burlington Road Dublin 4 Ireland	Svp, Alks Inc; Cfo Alks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Disposition	2017-06-09	2,000	$0.00	127,477	No	5	G	Direct
Ordinary Shares	Acquisiton	2017-11-08	20,932	$12.29	164,971	No	4	M	Direct
Ordinary Shares	Disposition	2017-11-08	20,932	$47.58	144,039	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Option (Right to Buy)	Disposition	2017-11-08	20,932	$0.00	20,932	$12.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,932		2018-05-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	4,000	Indirect	By Sons
Ordinary Shares	31,940	Indirect	By 2014 GRAT
Ordinary Shares	11,421	Indirect	By 2015 GRAT No. 2

Footnotes

Includes 16,562 shares received on August 1, 2017 pursuant to an annuity payment from the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT"), which was exempt from reporting obligationsby virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/9/17.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.06 to $48.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"). The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2014 GRAT.
Shares held by the James M. Frates Grantor Retained Annuity Trust No. 2 dated November 25, 2015 (the "2015 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT No. 2 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT No. 2.
These options are fully vested in accordance with their terms.