Filing Details
- Accession Number:
- 0001410636-17-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-09 16:33:24
- Reporting Period:
- 2017-11-07
- Accepted Time:
- 2017-11-09 16:33:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628956 | A Michael Sgro | 1025 Laurel Oak Road Voorhees NJ 08043 | Evp,General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-07 | 841 | $44.06 | 5,872 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-07 | 841 | $90.03 | 5,031 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-07 | 841 | $0.00 | 841 | $44.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- Includes (i) 26 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 9 shares acquired by the reporting person under the Company's Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report.
- The option award granted on February 20, 2014 and representing a right to purchase 2,522 shares, vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017.
- Prior exercises of 1,681 shares underlying this option were previously reported.