Filing Details
- Accession Number:
- 0000948520-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-09 15:41:45
- Reporting Period:
- 2017-11-07
- Accepted Time:
- 2017-11-09 15:41:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
310056 | Vicon Industries Inc | VII | Communications Equipment, Nec (3669) | 112160665 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434993 | G Anita Zucker | 4838 Jenkins Ave N Charleston SC 29405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-07 | 7,500,000 | $0.40 | 7,885,000 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $0.40 | 2017-04-20 | 2020-04-20 | 1,500,000 | 1,500,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-20 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- 385,000 shares are owned directly by the Article 6 Marital Trust, a ten percent owner of the issuer, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust.
- 7,500,000 shares are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust.
- The Warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust.