Filing Details

Accession Number:
0000899243-17-025694
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 21:00:47
Reporting Period:
2017-11-06
Accepted Time:
2017-11-08 21:00:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287611 M Diane Irvine C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-11-06 800 $12.00 800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option to Purchase Class A Common Stock Acquisiton 2017-11-06 43,000 $0.00 43,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,000 2027-10-31 No 4 A Direct
Footnotes
  1. The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.
  2. The Option will vest and become exercisable in eight (8) equal quarterly installments on the last business day of each calendar quarter following the Pricing Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.