Filing Details
- Accession Number:
- 0000899243-17-025694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-08 21:00:47
- Reporting Period:
- 2017-11-06
- Accepted Time:
- 2017-11-08 21:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287611 | M Diane Irvine | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-11-06 | 800 | $12.00 | 800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to Purchase Class A Common Stock | Acquisiton | 2017-11-06 | 43,000 | $0.00 | 43,000 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,000 | 2027-10-31 | No | 4 | A | Direct |
Footnotes
- The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.
- The Option will vest and become exercisable in eight (8) equal quarterly installments on the last business day of each calendar quarter following the Pricing Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.