Filing Details
- Accession Number:
- 0001140361-17-041652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-08 20:05:29
- Reporting Period:
- 2017-11-06
- Accepted Time:
- 2017-11-08 20:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720154 | Kenneth Rodi | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-06 | 22,266 | $16.92 | 133,457 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-07 | 4,772 | $16.92 | 128,685 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering.
- This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share.
- This amount includes 47,893 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.
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