Filing Details
- Accession Number:
- 0001445866-17-001556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-08 18:46:17
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-11-08 18:46:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396633 | Summer Energy Holdings Inc | SUME | Electric Services (4911) | 202722022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569795 | Angela Hanley | 800 Bering Drive, Suite 260 Houston TX 77057 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-01 | 4,885 | $0.00 | 92,385 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-11-01 | 8,333 | $0.00 | 100,718 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2017-10-30 | 15,000 | $0.00 | 15,000 | $2.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2017-10-30 | 2027-10-30 | No | 4 | A | Direct |
Footnotes
- The Reporting Person received these shares as consideration for the sale of the Reporting Person's ownership interest in REP Energy, LLC to the Company, pursuant to a Membership Interest Purchase Agreement dated as of November 1, 2017.
- Does not include 84,378 shares held of record by Northeast Opco, LLC, of which the Reporting Person is an officer, owner and control person.
- Options were granted to the Reporting Person pursuant to the Reporting Person's employment agreement with the Issuer for achieving certain performance metrics.