Filing Details

Accession Number:
0001445866-17-001553
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 18:43:54
Reporting Period:
2017-10-30
Accepted Time:
2017-11-08 18:43:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396633 Summer Energy Holdings Inc SUME Electric Services (4911) 202722022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545398 Pyle Jaleea George 800 Bering Drive, Suite 260
Houston TX 77057
Cfo, Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-01 7,329 $0.00 604,551 No 4 P Direct
Common Stock Acquisiton 2017-11-01 6,334 $0.00 610,885 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2017-10-30 10,000 $0.00 10,000 $2.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2017-10-30 2027-10-30 No 4 A Direct
Footnotes
  1. The Reporting Person received these shares as consideration for the sale of the Reporting Person's ownership interest in REP Energy, LLC to the Company, pursuant to a Membership Interest Purchase Agreement dated as of November 1, 2017.
  2. A portion of such shares (597,222 shares) are held of record by The Jaleea K. Pyle Living Trust. Ms. George is a trustee of such trust and has voting and dispositive control over securities held by The Jaleea K. Pyle Living Trust. Does not include 84,378 shares held of record by Northeast Opco, LLC, of which the Reporting Person is an officer, owner and control person.
  3. Options were granted to the Reporting Person pursuant to the Reporting Person's employment agreement with the Issuer for achieving certain performance metrics.