Filing Details
- Accession Number:
- 0001225208-17-017076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-08 16:35:06
- Reporting Period:
- 2017-11-07
- Accepted Time:
- 2017-11-08 16:35:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296479 | W Walter Bettinger | 211 Main Street San Francisco CA 94105 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Depositary Shares | Acquisiton | 2017-11-07 | 41,330 | $27.23 | 41,330 | No | 4 | P | Direct | |
Depositary Shares | Acquisiton | 2017-11-07 | 31,180 | $27.19 | 72,510 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share.
- Depositary shares each representing a 1/40th ownership interest in a share of 6.00% Non-Cumulative Perpetual Series C Preferred Stock, par value $0.01 per share.