Filing Details
- Accession Number:
- 0000902664-17-004228
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-08 12:11:47
- Reporting Period:
- 2017-01-24
- Accepted Time:
- 2017-11-08 12:11:47
- Original Submission Date:
- 2017-01-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317904 | Oasis Management Co Ltd. | 21/F Man Yee Building 68 Des Voeux Road Central Central K3 00000 | No | No | Yes | No | |
| 1456474 | Seth Fischer | C/O Oasis Management (Hong Kong) Llc 21/F Man Yee Building, 68 Des Voeux Road Central K3 | No | No | Yes | No | |
| 1530803 | Ltd. Fund Master Ii Investments Oasis | Ugland House Po Box 309 Grand Cayman E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-26 | 4,400 | $5.03 | 1,443,377 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Senior Notes | Acquisiton | 2017-01-26 | 0 | $2,318,230.00 | 285,919 | $8.74 |
| Common Stock | Convertible Senior Notes | Acquisiton | 2017-01-26 | 0 | $4,906,636.44 | 599,281 | $8.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-31 | 2018-08-01 | No | 4 | P | Indirect |
| 0 | 2017-01-31 | 2018-08-01 | No | 4 | P | Indirect |
Footnotes
- The trade reported on this line settled on January 31, 2017.
- Includes $53,125.00 of accrued and unpaid interest.
- Includes $111,350.00 of accrued and unpaid interest.
- The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.
- The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
Billionaire Hedge Funds
