Filing Details

Accession Number:
0001179110-17-013841
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-07 19:30:36
Reporting Period:
2017-08-08
Accepted Time:
2017-11-07 19:30:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051627 Axt Inc AXTI Semiconductors & Related Devices (3674) 943031310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415887 G Robert Ochrym 4281Technology Drive
Fremont CA 94538
Vp Business Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-08 38,869 $5.34 74,869 No 4 M Direct
Common Stock Disposition 2017-08-08 38,869 $8.02 36,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option Stock Options Disposition 2017-08-08 38,869 $5.34 38,869 $5.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,812 2011-08-02 2021-08-02 No 4 M Direct