Filing Details
- Accession Number:
- 0001562180-17-003507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-07 19:01:31
- Reporting Period:
- 2017-11-03
- Accepted Time:
- 2017-11-07 19:01:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600735 | C Marc Cadieux | 3005 Tasman Drive Santa Clara CA 95054 | Chief Credit Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-03 | 1,909 | $60.37 | 15,971 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-03 | 351 | $60.37 | 16,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-03 | 351 | $219.34 | 15,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 1,909 | $219.34 | 14,062 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-11-03 | 351 | $0.00 | 351 | $60.37 |
| Common Stock | Stock Option | Disposition | 2017-11-03 | 1,909 | $0.00 | 1,909 | $60.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 0 | 2018-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,165 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $219.11 to $219.65; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017.
- Vests 214 share(s) on 27-Apr-2012, 565 share(s) on 27-Apr-2013, 565 share(s) on 27-Apr-2014, 565 share(s) on 27-Apr-2015.
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