Filing Details
- Accession Number:
- 0001040470-17-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-07 18:29:57
- Reporting Period:
- 2017-11-06
- Accepted Time:
- 2017-11-07 18:29:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1066598 | R W William Elder | Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-06 | 12,985 | $1.77 | 28,744 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-06 | 15,183 | $2.06 | 43,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-06 | 28,168 | $3.51 | 15,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-06 | 12,985 | $0.00 | 12,985 | $1.77 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-06 | 15,183 | $0.00 | 15,183 | $2.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-17 | 2020-07-17 | No | 4 | M | Direct |
| 10,000 | 2014-11-21 | 2021-10-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | Trust for Son |
| Common Stock | 111,800 | Indirect | By Trust |
Footnotes
- One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.
- One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.
Billionaire Hedge Funds
